IT Compliance Checklist

Purpose: This document provides a structured checklist to ensure IT infrastructure, systems, software, and processes adhere to internal policies and external regulatory frameworks. It is intended to support audits, internal reviews, and compliance initiatives.

Prepared By

Name: {preparedBy}

Department: {department}

Date: {date}

System Details

System Name: {systemName}

System Owner: {systemOwner}

Description: {systemDescription}

Compliance Domains

Each domain includes a series of questions to determine compliance status for the listed control items.

{#complianceAreas}

{domainName}

{/complianceAreas}

Regulatory Frameworks

List of regulatory frameworks applicable to the system with compliance status.

{#regulations}

• {regulationName}: {complianceStatus}

{/regulations}

Documentation Reviewed

{#documentsReviewed}

• {documentTitle} ({documentType}) - Last Reviewed: {reviewDate}

{/documentsReviewed}

Issues Identified

{^issuesExist}No issues identified during this assessment.{/issuesExist}

{#issuesExist}

1. {issueTitle}: {issueDescription}

{/issuesExist}

Recommendations & Next Steps

{#recommendations}

• {recommendation}

{/recommendations}

Approval

Assessed By: {assessedBy}

Approved By: {approvedBy}

Approval Date: {approvalDate}